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Financial Information Authority
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#	Item
601	MOU: NYSID and The Financial Services Authority of the United Kingdom ("FSA") - October 10, 2008 Add to Reading List Source URL: www.dfs.ny.gov Language: English - Date: 2013-08-26 10:36:04 Government Freedom of information legislation Privacy law Privacy of telecommunications Economy of the United Kingdom Financial Services Authority United Kingdom
602	PROVIDES INVESTORS W ITH THE INFORMATION AND RESOURCES THEY NEED TO MAKE INFORMED DECISIONS ABOUT THEIR INVESTMENTS. Add to Reading List Source URL: www.securities.utah.gov Language: English - Date: 2013-09-12 18:34:12 Securities regulation in the United States Abuse Investor education Utah Economics Medicine Economy of the United States World Group Securities United States securities law Financial Industry Regulatory Authority Elder abuse
603	ANNUAL INFORMATION FORM January 24, 2013 OFFERING SERIES A AND F UNITS OF: CAPITAL PRESERVATION FUND No securities regulatory authority has expressed an opinion about these units and it an offence Add to Reading List Source URL: www.globalgrowth.ca Language: English - Date: 2013-01-30 16:39:41 Financial services Collective investment schemes Institutional investors Net asset value Mutual fund Specialized investment fund Management fee Closed-end fund Hedge fund Financial economics Investment Funds
604	AUTHORITY TO RELEASE INFORMATION TO WHOM IT MAY CONCERN: I hereby authorize any duly authorized representative of The New York State Department of Financial Service (NYSDFS) bearing this release, or copy thereof, within Add to Reading List Source URL: www.dfs.ny.gov Language: English - Date: 2011-09-21 11:09:30 Notary public Act Deed Certified copy Eschatocol Notary Law Legal documents
605	ANNUAL INFORMATION FORM DATED JANUARY 29, 2014 OFFERING SERIES A AND F UNITS OF CAPITAL PRESERVATION FUND No securities regulatory authority has expressed an opinion about these units and it an offence to claim Add to Reading List Source URL: www.globalgrowth.ca Language: English - Date: 2014-06-20 16:05:26 Funds Financial services Collective investment schemes Institutional investors Net asset value Mutual fund Management fee Book value Specialized investment fund Financial economics Investment Finance
606	Dear Sir or Madam: In response to your inquiry requesting information as to obtaining an Ohio (Non-FINRA) broker-dealer’s license, the procedure is as follows: File each of the following directly with the Ohio Divisio Add to Reading List Source URL: www.com.ohio.gov Language: English - Date: 2014-03-13 12:40:12 Financial Industry Regulatory Authority Broker-dealer Financial system Finance United States securities law Financial services Financial economics
607	OHIO EMPLOYMENT SERVICES Ohio Employment Services: EMPLOYMENT SERVICES: The Ohio Department of Job and Family Services offers information regarding employment services at Add to Reading List Source URL: www.com.ohio.gov Language: English - Date: 2012-12-27 11:37:38 Self-regulatory organizations Finance Investment Financial Industry Regulatory Authority Financial adviser U.S. Securities and Exchange Commission Insurance broker Financial services United States securities law Financial economics Business
608	RTF Document Add to Reading List Source URL: www.tbs-sct.gc.ca Language: English - Date: 1999-04-28 15:58:19 Federal Reserve System User charge Risk management information systems United States Department of the Treasury Investment Economics Economy of the United Kingdom Financial Services Authority Congestion pricing Pricing Business Fee
609	DOC Document Add to Reading List Source URL: www2.ed.gov Language: English - Date: 2009-11-18 09:08:45 111th United States Congress Presidency of Barack Obama Inspector General Office of Federal Student Aid Single Audit American Recovery and Reinvestment Act Information security Financial Services Authority Office of Inspector General U.S. Department of Health and Human Services Economy of the United States Accountancy Security
610	PDF Document Add to Reading List Source URL: www2.ed.gov Language: English - Date: 2011-09-15 11:13:08 Computer law Federal Information Security Management Act Government procurement in the United States Information security Inspector General Academi Certification and Accreditation Regulatory compliance Financial Services Authority Security Computer security Data security

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